Investment Industry Regulatory Organization of Canada

Results: 695



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41

Impact of the Dark Rule Amendments Trading Review and Analysis Investment Industry Regulatory Organization of Canada May 7, 2015

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Source URL: www.iiroc.ca

Language: English - Date: 2015-05-07 09:56:04
    42Investment / Investment Industry Regulatory Organization of Canada / Canadian securities regulation / Financial regulation / Alternative Trading Systems / High-frequency trading / Dark liquidity / Algorithmic trading / Stock market / Financial markets / Financial economics / Finance

    Microsoft Word - AJK Le Cercle Speech 7 MayMay 5 final for distribution (english)

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    Source URL: www.iiroc.ca

    Language: English - Date: 2015-05-07 14:21:04
    43Securities / Financial economics / Ontario Securities Commission / Capital market / Finance / Canadian securities regulation / Financial regulation / Financial system / Investment Industry Regulatory Organization of Canada

    Cooperative Capital Markets Regulatory System: Important Developments

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    Source URL: ccmr-ocrmc.ca

    Language: English - Date: 2015-04-16 13:22:30
    44Stock market / Financial markets / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities / Futures contract / Order / Financial economics / Investment / Financial system

    Chi-X Canada - Response to IIROC Trade Cancellation and Variation Rule Proposal

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    Source URL: ca.chi-x.com

    Language: English - Date: 2012-08-10 08:30:23
    45United States securities law / Business / Self-regulatory organizations / Securities / International Organization of Securities Commissions / Securities Exchange Act / Financial Industry Regulatory Authority / Investment Industry Regulatory Organization of Canada / Financial Services Authority / Financial regulation / Financial system / Finance

    Microsoft Word - Self-Regulation in Securities Markets Janfinal.docx

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    Source URL: www.jsda.or.jp

    Language: English - Date: 2013-03-05 10:46:41
    46Self-regulatory organizations / International Organization of Securities Commissions / Finance / Financial economics / Demutualization / ICMA / Investment Industry Regulatory Organization of Canada / Securities and Exchange Board of India Act / Financial regulation / Securities / Financial system

    PDF Document

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    Source URL: www.icsa.bz

    Language: English - Date: 2012-10-22 07:52:09
    47Self-regulatory organizations / Mineral exploration / National Instrument 43-101 / Investment Industry Regulatory Organization of Canada / Economics / Mineral resource classification / Securities Commission of New Zealand / Business / Financial system / Economic geology / Mineral economics / Financial regulation

    Presentation: Mineral Disclosure Standards Under NI[removed]Basics Pitfalls and Practical

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    Source URL: www.osc.gov.on.ca

    Language: English - Date: 2015-02-06 00:24:03
    48National Instrument 43-101 / Financial regulation / Securities Commission of New Zealand / Ontario Securities Commission / U.S. Securities and Exchange Commission / Business / Canada / Securities Commission / Investment Industry Regulatory Organization of Canada / Economy of Canada / Economic geology / Mineral exploration

    Microsoft PowerPoint - Mining Disclosure - NI[removed]fundamentals, best practices, and useful guidance for TSX and TSXV issuers - PDAC[removed]FINAL.pptx

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    Source URL: www.osc.gov.on.ca

    Language: English - Date: 2015-03-16 11:12:42
    49Financial system / Securities Commission / Canadian Securities Administrators / Self-regulatory organization / Law / Capital market / Regulation / U.S. Securities and Exchange Commission / Investment Industry Regulatory Organization of Canada / Financial regulation / Canadian law / Canadian securities regulation

    Moving Toward the Canadian Securities Regulatory Authority IIAC/SIFMA Canada – U.S. Securities Markets Summit October 5, 2011 – New York

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    Source URL: www.sifma.org

    Language: English - Date: 2011-10-21 14:56:45
    50Business / Financial regulation / Investment Industry Regulatory Organization of Canada / Securities

    Microsoft Word[removed]body.doc

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    Source URL: www.osc.gov.on.ca

    Language: English - Date: 2015-02-06 07:20:49
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